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Habermas and Hermeneutics:From Verstehen to Lebenswelt

时间:2023/11/9 作者: 文艺理论研究 热度: 13213
Richard Wolin

  Abstract:Throughout his career, Habermas sought to remain faithful to the idea of a non-dogmatic and reflexive Marxism-Marxism as “critique.”Although Habermas never adopted the framework of social phenomenology per se, by the same token, his reception of the later Husserl’s notion of the lifeworld would play a central methodological role in his later work, enabling him to parry the well-entrenched scientistic biases of philosophy and social science.In “Knowledge and Human Interests”(1965), his inaugural lecture at University of Frankfurt, Habermas embraced Husserl’s critique of modern science’s misguided “mathematicization of nature.”Yet his systematic employment of Husserl would not occur until Theory of Communicative Action (1981).There, the notion of the “Lifeworld”(Lebenswelt)as an inexhaustible repository of non-thetic, implicit meanings signifies a reservoir of semantic resistance vis--vis the predatory subsystems of “money”and “power”(Geld und Macht)that, under late capitalism, increasingly assume hegemony.Habermas coined the phrase, the “colonization of the lifeworld,”to describe the process whereby informal spheres of human interaction are increasingly subjected to regulation and control by superordinate economic and bureaucratic structures.For Habermas, the discourse of social phenomenology, as it derived from the later Husserl, ultimately supplanted the role that “hermeneutics”had formerly played in his work—that is, as a methodological alternative to the objectivating approach that the social sciences.For Habermas, the attempt to remedy philosophy’s positivistic self-misunderstanding was more than an abstract, theoretical concern.At stake was the growing “scientific-technical organization of the lifeworld,”whose expansion had begun to threaten to the normative self-understanding of the West, which, in Habermas’s view, revolved around the mutually complementary ideals of individual autonomy and democratic self-determination.In this respect, Habermas’constructive encounter with the later Husserl was wholly consistent with his overall project of developing a “Critical Theory with a practical intent.”

  Keywords:Habermas; Critical Theory; HermeneuticsHusserl came to social phenomenology relatively late in life, with his 1936 manuscript on theCrisis

  of

  the

  European

  Sciences

  and

  Transcendental

  Phenomenology.Two decades laterits reception helped to inspire the emergence ofphenomenological

  Marxism.In Central Europe, this paradigmstood as a reflexive alternative to official Marxism qua “diamat”(dialectical materialism)which, in the lands of “really existing socialism,”had congealed into a dogmatic and repressive “science of legitimation.”Phenomenological Marxism’s leading representatives were Sartre, Maurice Merleau-Ponty, Karel Kosik, Tran Duc Thao, and Enzo Paci.In the Czech context, one might go so far as to say that, given Kosik’sprominence, it played an important role in the Renaissance of Marxist humanism that culminated in the notion of “Socialism with a Human Face”and the Prague spring.The “crisis of Marxism”was reflected in Marxism’s objectivistic self-understanding as “scientific socialism,”an approach that downplayed subjectivity and thus seemed to negate human freedom, as the regimes governed by orthodox Marxismdid in actual practice.Husserl’s notion of intentionality offered a compelling alternative to the prevailing scientism, and it was this aspect that was embraced by the phenomenological Marxists in their search for a philosophical orientation that could counter the reigning methodological dogmatism.Insofar as Husserl’s concept of intentionality identified the constitutive function of the transcendental ego as a sine qua non for experience and cognition, it represented a thoroughgoing challenge to all variants of positivism.These preoccupations are central to Husserl’slatework on theCrisis

  of

  the

  European

  Sciences, in which he identifies the “mathemati-cization of nature”as the main culprit.As Husserl observes:“The exclusiveness with which the total worldview of modern man, in the second half of the nineteenth century, let itself be determined by the positive sciences and be blinded by the ‘prosperity’they produced, meant an indifferent turning-away form the questions which are decisive for a genuine humanity.Merely fact-minded sciences make merely fact-minded people.It excludes in principle precisely the questions which man, given over in our unhappy times to the most portentous upheavals, finds the most burning:questions of the meaning or meaninglessness of the whole of this human existence.”(Husserl 6)

Hermeneutics

Underlying Habermas’s reception of Dilthey’s work during the 1960s is both a scholarly context as well as a political context.The scholarly context pertains to the revival of debates concerning “explanation

  vs.

  understanding”(?vs)in the human sciences.Whereas the empirical sciences seek to “explain”social phenomena and historical events by subjecting them to causal-nomological accounts, theGeisteswissenschaften, conversely seek tointerpretthem via the non-objectivating technique of understanding (Verstehen).Qua method, understanding seeks, above all, to heed the motivations and intentions of historical actors.In Dilthey’s rendition ofVerstehen, the technique of “empathy”orEinfühlenwas also paramount.This procedure suggested that it was necessary for the historian or interpreter to intuit or identify with the mind set of the actors whose motivations she was trying to comprehend.As a philosopher of culture Dilthey was also the foremost generational representative of-, displaying all of the quirks and limitations of that perspective.Foremost among these limitations was’rather

  frank

  devaluation

  of

  ratiocination

  and

  conceptualization.Bluntly put,intellection, in all its guises and manifestations,constituted

  a

  falsification

  of

  the

  vibrant

  immediacy

  of“life.”As a philosopher of cognition (Erkenntnistheoretiker), Dilthey viewed it as his task to “detranscendentalize”the transcendental subject, orego

  cogito, that had been epistemologically venerated by Descartes and Kant.He vigorously contested the transcendental ego’smaterial

  impoverishment, which he interpreted as a denigration of,or“lived

  experience,”a condition that he associated with the acuteexperiential

  vacuity

  of

  a

  hyper-rationalized,Western

  .As Dilthey remarks in seminal passage fromEinfuhrung

  in

  die

  Geistewissen-schaften:“No

  real

  blood

  flows

  in

  the

  veins

  of

  the

  knowing

  subject

  constructed

  by

  Locke,Hume,and

  Kant;it

  is

  only

  the

  diluted

  juice

  of

  reason,a

  mere

  process

  of

  thought.”(Dilthey 162)Dilthey viewed the very act ofcognitive

  apprehension,or“science,”as

  a

  betrayal

  of“life”().Yet how could one in good conscience aspire to “science”or “knowledge,”if all theory were, as Dilthey claimed, intrinsically an act of betrayal or falsification? In his critique of historical reason Dilthey sought to formulate objective concepts that would make historical life intelligible.Yet isn’t this very act ofsubsuming

  the

  singularity

  of

  lived

  experienceunder the general concepts of “life,”“expression,”and“experience”itself a violation and, as such, objectionable.Even if historicism’s claims about the epistemological superiority of “life”over “ratiocination”were true, from a normative perspec-tive, we would nevertheless remain perplexed:awash

  in

  the

  flux

  of

  experience,and

  thus

  lacking

  a

  fixed

  and

  reliable

  point

  of

  orientation

  to

  guide

  us(Schn?delbach 145).Behind such attitudes and contentions it was not difficult to discern the distinctive echoes of vintageGerman-i.e., theanti-Western,anti-civilizationalethosthat would rise to fever pitch during the 1920s with the work of Spengler, Arthur Moeller van den Bruck, and Martin Heidegger.Like other representatives of German historicism Dilthey was a cultural relativist.Late in life, he elaborated his doctrine of-orworldviews:the

  mental

  parameters

  that

  defined

  a

  given

  period

  or

  epoch.According to this perspective, “values”were intrinsically arbitrary and could never be objectively grounded or justified.For Habermas, Dilthey’s hermeneutics represented what one might call a usable past.By emphasizing the specificity and irreducibility ofVerstehen, Dilthey’s hermeneutics could be enlisted in the methodological and political struggle against the depradations of modern scientism, which had sought to extend its instrumental attitude toward physical nature to the domain of human social action.According to Habermas, “Whereas

  the

  empirical-analytical

  methods

  aim

  at

  disclosing

  and

  comprehending

  under

  the

  transcendental

  viewpoint

  of

  technical

  control,hermeneutic

  methods

  aim

  at

  mutual

  understanding

  in

  ordinary

  language

  communication

  and

  in

  action

  according

  to

  common

  norms.”(Schn?del-bach 176)Surprisingly, the “ideological”objections that the Critical Theory tradition had frequently raised about Dilthey’s work-reservations that had vigorously called into question the “conventionalism,”or over-identification with tradition, as well as thevalue-relativismof the hermeneutic approach-were absent in Habermas’s account.Instead, his criticism of Dilthey paralleled his critique of the other intellectual protagonists discussed inKnowledge

  and

  Human

  Interest:Marx, Peirce, and Freud.Habermas suggested that, like these other thinkers, Dilthey’s approach had succumbed to a “scientistic self-misunderstanding.”Thus despite his penetrating insights concerning the methodological limitations of the natural sciences, Dilthey ultimately succumbed to the predominant illusions of his epoch and sought to legitimate the practice of hermeneutics in the language of scientific objectivity.Paradoxically, he suggested that hermeneutics’claim to methodological superiority was due to the fact that, in the realm of the human sciences, its results could guarantee a greater measure of “objectivity”than could the competing, “naturalizing”approaches that were borrowed from the domain of theNaturwissens-chaften.Habermas refers to this peculiar methodolo-gical blind spot as Dilthey’s “covert positivism”(Schn?delbach 179).InTruth

  and

  Method, Gadamer went far toward redressing one of the major drawbacks of Dilthey’s hermeneutics:its methodological objectivism or latent positivism.Gadamer countered Dilthey’sscien-tistic self-misunderstanding by rejecting the methodological ideal of finality or completion-the Rankean notion that one should interpret historical events “as they really were,”through the eyes of the actors-in favor of a more open-ended, dialogical and hermeneutically situated model of understanding.Yet as Habermas shows, in deftly avoiding one set of methodological failings, Gadamer proceeded to open himself up to another series of complications and compromises.Habermas took exception to the arch-conservative implications of Gadamerian hermeneu-tics, viewing itsglorification

  of

  tradition

  as

  unacceptable, insofar as,historically,traditions

  concealed

  relations

  of

  domination

  that

  were

  inconsistent

  with

  the(Kantian)precepts

  of

  autonomy

  and

  self-determination.Playing Kant to Gadamer’s Burke, he insisted on the ineliminable prerogatives of “reflection”(Reflexion):thusthe

  principles

  of

  democratic

  citizenship

  mandated

  that

  only

  those

  traditions

  were

  acceptable

  that

  could

  be

  explicitly

  and

  rationally

  agreed

  to

  by

  those

  who

  were

  subject

  to

  its

  dictates

  and

  decrees.Thus Gadamer’s unabashed “prejudice

  in

  favor

  of

  prejudice”was flatly irreconcilable with the values of social emancipation.In Habermas’s view, Gadamer’s inflexible defense of tradition (Uberlieferung)was ultimately reminiscent of the discredited worldview of the GermanObrigkeitsstaat(authoritarian state)—a mentality that was conducive to the cultivation of “subjects”(Untertane)rather than “citizens”(ü)who possessed the capacity for self-rule.As Habermas points out, “understanding”(Verstehen)worthy of the name does not mean blindly surrendering to the authority of tradition, but always entails its critical appropriation.When

  all

  is

  said

  and

  done,Gadamer’s

  glorification

  of

  prejudice

  and

  tradition

  demonstrates

  that

  he

  values

  authority

  over

  reason,preservation

  of

  the

  status

  quo

  over

  the

  ideal

  of

  political

  self-determination.Thus whether one chooses Dilthey, Gadamer, or Heidegger, one sees that the hermeneutic tradition suffers certain as.This aversion to universal reason was one of the legacies of the German intellectual-Germany’s self-understanding as aKulturnationin opposition to the purportedly superficial practices ofr?sonnierenthat predominated in the West.Many aspects of the hermeneutic approach were geopolitically conditioned and betrayed what one might callan

  anti-civilizational

  affect—a

  disposition

  that

  surfaced,above

  all,in

  the

  valorization

  of“life”(Leben)over“reason.”As a philosopher, Habermas under-took to cure German political culture of these longstanding prejudices-intellectual habitudes that had had such a deleterious impact on the nation’s moral and political development.With these considerations in mind, it is not surprising to find that, when inTheory

  of

  Communicative

  Action(1981), Habermas reconceived the theoretical framework he had originally developed inKnowledge

  and

  Human

  Interests,the

  references

  to

  hermeneutics

  disap-pear

  almost

  entirely.Instead, in a momentous conceptual shift, he relies on the tradition ofsocial

  phenomenologyas developed by the late Husserl inThe

  Crisisand by Alfred Schütz and Thomas Luckm-ann inStructures

  of

  the

  Lifeworld.In retrospect, this change in perspective seems entirely plausible, since Habermas’s social theoretic reformulation of the critique of instrumental reason parallels Husserl’s interrogation of the worldview of modern science in theCrisis.InTheory

  of

  Communicative

  ActionHabermas reconceptualizes his earlier critique of thetechnological“scientization

  of

  politics”in

  terms

  of

  the

  theme

  of

  the“colonization

  of

  the

  lifeworld.”In the view of most commentators, Husserl’sCrisis, represented a radical new departure.As Paul Ricoeur enquired in his study of Husserl:“How can a philosophy of the cogito, of the radical return to the ego as the founder of all being, become capable of a philosophy of history?”(Ricoeur 145)Conversely, in the eyes of Maurice Merleau-Ponty, theCrisisrepresented a genuine breakthrough, since by abandoning the program of eidetic phenomenology or the search for timeless essences, Husserl had succeeded in exposing phenomenology to new possibilities and horizons.Of course, in theCrisis, although one can unquestionably sense the political tumult of the 1930s hovering in the background, Husserl was only indirectly concerned with real history.Instead, his main focus is on themeaningof history when viewed “eidetically.”His concern was that, in an essential sense, the West had lost its way-by which he meant the telos that had been established during the halcyon days of the Greek Enlightenment.The

  idea

  that

  or

  reason

  should

  govern

  the

  world—as

  opposed

  to

  myth,fate,or

  brute

  force—was

  a

  Greek

  innovation

  that

  had

  been

  codified

  by

  the

  Socratic

  School.Yet, since the late nineteenth century, there could be no denying the fact thatthe

  West’s

  trust

  in

  reason

  had

  been

  tarnished.In its wake, to quote Max Weber, a set of “warring

  gods”had arisen,which

  sought

  to

  supplant

  the

  virtues

  of

  intellection

  with

  irrational

  appeals

  to

  the

  forces

  of“blood”and“race.”Under the circumstances, Husserl, who previously had paid scant attention to moral philosophy, was compelled to undertake a general, metahistorical enquiry concerningthe

  fate

  of

  reason.Yet the real conceptual innovation offered by this rich and fascinating text pertains to Husserl’s development of the idea of the “lifeworld”(Lebenswelt), a bedrock of implicit meanings or taken-for-granted normative assumptions and practices that underlie more formalized domains of social interaction.The lifeworld is the indispensable horizon and basis of human experience.As such, it possesses an existential primacy in light of which all other spheres of life appear as secondary elaborations or constructions.As Husserl explains:“the

  life-world

  ...

  is

  pregiven

  to

  us,the

  waking,practically

  interested

  subjects,always

  and

  necessarily,as

  the

  universal

  field

  of

  all

  actual

  and

  possible

  praxis,as

  horizon.”(Ricoeur 142)

  The lifeworld is the realm of original self-evidences ...All conceivable verification leads back to these modes of self-evidence ...lies in these intuitions themselves as that which is actually, intersubjectively experienceable and verifiable; it is not a subtruction of thought; whereas such a substruction, insofar as it makes a claim to truth, can have actual truth only by being related back to such self-evidences.(Rico-eur 127-28)As individuals, there are two basic attitudes we can assume toward the self-evidences of the lifeworld:a

  na?ve

  attitude

  and

  one

  that

  is

  reflective.It is the latter that Husserl associateswith

  the

  philosophical

  point

  of

  viewand which, for this reason, he judges to be superior.The na?ve attitude declines to go beyond the lifeworld in its immediate givenness.It remains immersed in these experiences and rests content with its immersion.Conversely,the

  reflective

  attitude

  represents

  what

  one

  might

  call

  the

  beginning

  of

  wisdom.Rather than accepting the lifeworld as given, it systematically enquires into the “how”of the lifeworld, its fundamental modalities of givenness.Husserl aptly describes this approach as a “transfor-mation

  of

  the

  thematic

  consciousness

  of

  the

  world

  that

  breaks

  through

  the

  normality

  of

  straightforward

  living.”(Ricoeur 144)Subsequently,what

  was

  once

  self-evident

  and

  unproblematic

  cease

  to

  be

  so.The reflective approach is the fruit of what Husserl refers to in theCrisisas thetranscendental

  epochē:a standpoint that permits the phenomenologist to break with the familiarity of the natural attitude.For

  a

  philosophical

  analogy,one

  might

  have

  recourse

  to

  the

  celebrated“cave

  allegory”in

  Plato’s,in

  which

  one

  prisoner

  breaks

  free

  from

  his

  chains

  in

  order

  to

  perceive

  the

  shadow-play

  that

  his

  fellow

  prisoners

  take

  for

  reality

  or

  the

  truth.

  From

  a

  Hegelian

  perspective,the

  reflective

  attitude

  expresses

  the

  transition

  from

  consciousness

  to

  self-consciousness.It serves as a metaphor for theconversion

  experience

  that

  distinguishes

  the

  philosophical

  point

  of

  view

  from

  common

  sense

  perspective

  of

  the

  everyday

  life.

  The

  epochēaffords

  access

  to

  what

  Husserl

  describes

  as

  the“miracle”of

  transcendental

  subjectivity:the realization that the world does not exist as a self-subsistent entity, as na?ve consciousness might assume.Instead, its being is dependent on the constitutive function of intentional consciousness.Thus,following

  the

  precedents

  of

  Descartes

  and

  Kant,Husserl

  alleges

  that

  the

  world

  never

  appears

  as

  such.

  Instead

  our

  interaction

  with

  it

  is

  conditioned

  a

  priori

  by

  the

  transcendental

  and

  constitutive

  modalities

  of

  intentionality.Here, the concept of intentionality is pivotal insofar as it suggests epistemological limits to the third-person, observer perspective favored by both the natural sciences as well as the positivistically biased social sciences (Geisteswissenschften).In other words:the world-and the socio-cultural world, in particular-cannot be objectively reduced to the “totality of (self-subsistent)facts”if such “facts”are ultimately dependent on the intentionality of consci-ousness.InTheory

  of

  Communicative

  Actionthe lifeworld stands as a realm of informal social meanings and unproblematical cultural assumptions which social actors are able to draw upon freely in order to arrive at shared understandings and to realize their individual and collective projects.Habermas’s normative concerns parallel Husserl’s insofar as both philosophers seek to parry the risks and temptations ofscientific

  overreach:an ever-escalating process whereby more and more aspects of human social life forfeit their autonomy as well as their existential integrity at the hands of highly formalized organiza-tional systems.In the discourse of classical sociology such developments were a central topos.In his pathbreaking studies onSuicideand theDivision

  of

  Labor, Durkheim addressed it under the rubric of thetransition

  from

  mechanical

  to

  organic

  solidarity.

  In a number of key works, Max Weber harbored similar fears and concerns.He famously concludedThe

  Protestant

  Ethic

  and

  the

  Spirit

  of

  Capitalismby denigrating the ethos of the modernFachmenschor specialist as a cultural setback when considered against the backdrop of the Renaissance ideal of the well-rounded personality.His critique of thefateful

  one-sidedness

  of

  modern

  cultural

  development—the

  triumph

  of“objective”over“subjective”culture-led him to formulate his conception of modernityas

  a

  process

  of

  twofold“loss”:a “loss of meaning”and a “loss of freedom”(und).“Loss

  of

  meaning”derives from the process of rationalization, whereby the mores and convictions of traditional society areincreasingly

  subjected

  to

  the

  corrosive

  force

  of

  intellectualist

  criteria

  as

  well

  as

  the

  universal

  solvent

  of

  scientific

  reason.“Loss

  of

  freedom”results from the universaltriumph

  of

  bureaucracyas a seemingly inescapable mode of social organization.Thus increasinglyfewer

  spheres

  of

  life

  are

  able

  to

  escape

  the

  straightjacket

  of

  formal

  reason.Bureaucracy’s rise means thatincreasingly

  fewer

  aspects

  of

  social

  and

  vocational

  life

  are

  left

  to

  individual

  inclination,whim,initiative,or

  choice.Instead, nearly all aspects of social life areregulated

  and

  predetermined-down to the innermost “corpuscu-lar”level, as Michel Foucault observes with reference to the growth of “biopower”in the modern world.Reliance on the lifeworld concept allows Habermas to analyze such developments in ways thatthe

  hermeneutic

  approach—with

  its

  shortsighted

  and

  limited

  glorification

  of

  the

  ineffable

  immediacy

  of“life”-did not.Thereby, he can indict the improper overreach of “functionalist

  reason”:the illicit interferences of rational-purposive approaches to social action (zweckra-tionalesHandeln)in areas of society that are rooted in the lifeworld:thefamily,culture,community

  life,and

  voluntary

  associations, whose informal modalities are increasingly subjected to the formal media of money and power.Habermas

  develops

  the

  idea

  of

  the“colonization

  of

  the

  lifeworld”to

  highlight

  the

  illegitimate

  and

  destructive

  violations

  of

  the

  lifeworld’s

  integrity

  by

  the

  forces

  of

  instrumental

  rationality

  deriving

  from

  the

  subsystems

  of

  the

  economy

  and

  state

  administration.Nevertheless, there are shortcomings to the lifeworld approach, as developed by social phenomenologists like Husserl and Schutz, which, inTheory

  of

  Communicative

  Action, Habermas seeks to surmount.Despite the pluralistic implications of the lifeworld concept, phenomenology remains wedded to the perspective of transcendental subjectivity, which perceives the world from the standpoint of individually thinking and acting subjects.Hence, phenomenology’s well known difficulties when it comes to the problem of “other minds”or intersubjectivity.Habermas wishes to circumvent these obstacles by reformulating the lifeworld idea in keeping with the tenets ofcommunicative

  reason, for whichintersubjectivityremains a touchstone.But also, from the phenomenological standpoint, reason and rationality remain extraneous concerns; they have no place in discussions of the lifeworld, where implicit knowledge, rather than rationality, predominates.Via hiscommunicative

  reformulation

  of

  the

  lifeworld

  ideal, Habermas is able to introduce into the discussion a normative dimension that in phenomenological approaches—with

  their

  predo-minant

  orientation

  toward

  rather

  than-typically remains absent.As

  a

  norm,communicative

  reason

  suggests

  that

  the

  denizens

  of

  the

  lifeworld

  dispose

  over

  specific

  criteria

  of

  reasonableness

  and

  fairness

  that

  may

  be

  invoked

  to

  adjudicate

  the

  validity

  of

  the

  agreements

  and

  understandings

  they

  reach.Thus whereas the notion of the lifeworld, as a constant feature of human societies, is, strictly speaking, transhistorical,with

  the

  transition

  from

  commun-ity

  to

  society,its“rationality

  potentials”expand—as

  do

  its

  potentials

  for

  justice

  as

  fairness.One of the keys to Habermas’s argument revolves around a process that he denominates the “linguistification

  of

  the

  sacred.”Among traditi-onal societies in which religion remains a primary mode of securing legitimation,the

  aura

  of

  the

  sacred

  serves

  to

  immunize

  social

  authority

  from

  discursive

  challenges, which undercuts the communicative ideal of understanding oriented toward mutual agreement.Conversely, with the advent of secularization, these ideological barriers dwindle.Illegitimate

  claims

  to

  social

  authority

  are

  deprived

  of

  the

  patina

  of

  divinity

  behind

  which

  they

  have

  been

  traditionally

  able

  to

  dissemble

  their

  normative

  and

  political

  gist.

  In

  their

  place

  there

  emerges

  a

  new

  potential

  for

  a

  non-hierarchical,consensual

  resolution

  of

  disputes,along

  with

  egalitarian

  prospects

  of

  democratic

  will-formation.Habermas formulates these issues in a key passage inTheory

  of

  Commun-icative

  Action, volume II:Universal discourse points to an idealized lifeworld reproduced through processes of mutual understanding that have been largely detached from normative contexts and transferred over to rationally motivated yes/no positions.This sort of growing autonomy can come to pass only to the extent thatconstraints

  of

  material

  reproduction

  no

  longer

  hide

  behind

  the

  mask

  of

  a

  rationally

  impenetrable,basic,normative

  consensus,that

  is,stand

  behind

  the

  authority

  of

  the

  sacred[...] A lifeworld rationalized in this sense would by no means reproduce itself in conflict-free forms.But the conflicts would appear in their own names; they would no longer be concealed by convictions immune from discursive examination.(145)By the same token, ultimately, the lifeworld approach shares one of the central methodological shortcomings of its hermeneutic cousin, a failing that we have already discussed under the rubric of “hermeneutic idealism.”This appellation suggests that the model of intentionality and implicit meanings offers inadequate means for conceptualizing problems of power and domination.What is also needed is an analysis of “system integration”that complements the emphasis on symbolic meanings that derive from the phenomenological approach.Systems theory’s methodological point of departure is not the intentionality of the individual social actor or actors.Instead, it adopts the functionalist perspective of the self-maintaining system that it inherits from nineteenth-century social evolutionism.Its socio-political ideal is “homeostasis,”a normative standpoint that it borrows from the life sciences-above all, biology.Habermas’s project of a “critique of functionalist reason”aims to roll back or curtail the illicit interferences of the instrumental imperatives that derive from the self-maintaining systems of economy and power in the lifeworld qua repository of implicit meanings.InTheory

  of

  Communicative

  Action, he describes the reifying or “de-moralizing”effect of system-induced interferences in the lifeworld as follows:A demoralized, positive, compulsory law [...] makes it possible to steer social action via delinguistified media [...] The transfer of action coordination from language over to steering media means an uncoupling of interaction from lifeworld contexts.Media such as money and power [...] encode a purposive-rational attitude toward calculable amounts of value and make it possible to exert generalized, strategic influence [...] whilebypassingprocesses of consensus-oriented communic-ation.[As a result] the lifeworld contexts in which processes of reaching understanding are always embedded are devalued in favor of media-steered interactions.(Theory

  of

  Communicative

  Action154)Thus under conditions of advanced capitalism, domination (Herrschaft)assumes the form of strategic rationality.By virtue of its central role in processes of system maintenance, it acquires an aura of “objectivity”and is thereby substantially immunized against claims of democratic legitimacy.Consequently, thefunctionalimperatives of instrumental reason trump thediscursiveclaims of communicative reason as they are rooted in the lifeworld.The end result of this process is what Habermas callsthe“”(Theory

  of

  Communicative

  Action180,183).By

  substituting

  impersonal

  mechanisms

  of

  strategic

  action

  for

  communicative

  reason,the

  coloniza-tion

  of

  the

  lifeworld

  facilitates

  the

  .This occurs insofar aswe

  associate

  the

  capacity

  for

  moral

  action

  with

  the

  values

  of

  collective

  self-determination

  and

  individual

  autonomy.

  Yet

  individual

  autonomy

  diminishes

  the

  more

  that

  the

  amoral

  steering

  media

  of

  money

  and

  power

  degrade

  the

  discursive

  fabric

  of

  the

  lifeworld

  qua

  fount

  of

  intersubjectivity

  and

  communicative

  rationality.

Critical Remarks

One of Habermas’s primary goals inTheory

  of

  Communicative

  Actionis to redress the question of the absent normative foundations of the Frankfurt School.Yet in this regard, there seems to be a fundamental ambivalence at the heart of his approach—an ambivalence that has, in certain respects, persistently haunted Critical Theory.Bluntly put:do these normative foundations possess an immanent or transcendent status? Are they rooted in universal principles or are they, instead, socially embodied.If they are “transcend-ent,”then they risk assuming the character of standards or precepts that have been independently derived and determined by the philosopher or theorist.If, conversely, they are sedimented in the logic of social development, they threaten to become overly concrete:the expression of a particular cultural tradition or a given social formation.As a result, their claim to universality diminishes correspondingly.Habermas, for his part, has shown himself to be extremely uncomfortable with the idea of timeless, unconditional claims to validity as a lapse into foundationalism.Instead, he has on numerous occasions expressed solidarity with trends in “postmetaphysical thinking.”Consequently, his attitude toward the question of ultimate foundations (letzteBegründungen)has persistently oscillated between a transcendental and empirical orientation, as can be seen by his employment of the oxymoron “quasi-transcendental”to characterize his aims.Yet normative claims that are quasi-transcendentalseem

  alternately

  too

  strong

  and

  too

  weak, insofar as they seek the unimpugnability of ultimate foundations without the attendant metaphysical baggage.Yet here, it is unclear exactly what role the lifeworld, as a realm of informal and taken-for-granted habitudes and meanings, is meant to play in validatingthe

  normative

  telos

  of

  communicative

  reason:uncoerced

  reciprocal

  agreement,mutual

  understanding

  free

  from

  ideological

  constraints

  or

  distortion.As a diffuse congeries of values, significations, and background conditions,there

  is

  nothing

  inherently“rational”about

  the

  life-world.Instead, one can readily imagine that the lifeworld’s suitability for the ends of communicative transparency would change radically depending on the extent to which it has been institutionally “rationalized,”or exposed to the mechanisms andnorms

  of

  democratic

  publicity(?ffentlichkeit)—a point that Habermas generally seems willing to concede.Thus one can readily conceive of lifeworlds that function in ways that are extremely arbitrary or repressive; lifeworlds in which the distortional effects of tradition prevent the norms of equality and reciprocity that Habermas reveres from flourishing.In sum, ultimately, one must judge the fabric of a given lifeworld on the basis of its normative content,since

  lifeworlds

  that

  are

  obstinately

  mired

  in

  custom,habit,and

  tradition

  can

  easily

  present

  themselves

  as

  obstacles

  to,rather

  than

  facilitators

  of,the

  ends

  of

  social

  emancipation.

  Thus

  lifeworlds

  can

  be“ethical,”or

  cohere

  internally,without

  being“moral”—that

  is,without

  adhering

  to

  broader

  norms

  of

  justice

  or

  fairness.

  Given such questions and doubts, one cannot help but wonder whether Habermas places more methodological weight on the lifeworld ideal than it can in point of fact bear.Thus in view of the historical variegatedness of individual lifeworlds, how reliable is this concept as a basis or ground for a theory of communicative reason?In a subsequent clarification, Habermas seems to concede too much to thelifeworld

  qua“ethical

  life”or—that

  is,as

  a

  sphere

  of

  random, “amoral”sociality—when he claims that attempts to pose questions of “ultimate

  justification”(letzteBegründungen)with respect to the lifeworld arefundamentally

  misplaced.“The

  intuitions

  of

  everyday

  life,”he

  avows, “have

  no

  need

  of

  clarification

  by

  philosophers.”Instead, “in

  this

  case,the

  understanding

  of

  philosophy

  as

  developed

  by

  Wittgenstein

  seems

  appropriate.”(Moral

  Cons-ciousness98)In other words:when it comes to the lifeworld, philosophy should not disturb the fragile heritage of tradition, even if that heritage should turn out to be a dead weight.Instead, following Wittgenstein,philosophy’s

  job

  is

  merely

  to

  clarify

  the

  nature

  of

  life

  practices

  and

  the

  rules

  that

  underlie

  them,rather

  than

  to

  disrupt

  the

  lifeworld’s

  integrity

  by

  seeking

  to

  impose

  first

  principles

  or

  to

  legislate

  norms.Yet in the preceding characterization,the

  lifeworld

  seems

  to

  be

  synonymous

  with

  a

  approach

  to

  life,one

  that

  assumes

  that

  the

  totality

  of

  inherited

  social

  facts

  is

  fundamentally

  unalterable.

  A-approach

  to

  life,conversely,suggests

  the

  advent

  of“critical

  consciousness”:a

  consciousness

  that

  no

  longer

  merely

  assumes

  that

  the

  contents

  of

  tradition

  merit

  acceptance

  merely

  because

  they

  have

  been

  handed

  down.Hence, it seems that, in opposition to the conventionalist approach, one must adopt a principle akin to Jaspers’notion of the “axial age,”a concept that denotes theadvent

  of“transcendence”as

  a

  precondition

  for

  critical

  consciousness.As Jaspers proposes inThe

  Origin

  and

  Goal

  of

  History(1949), “transcendence”signifies

  a

  capacity

  for

  that

  transcends

  the

  world

  as

  a

  self-referential

  totality

  of

  facts.Here, it connotes the emergence of acapacity

  to

  judge

  the

  normative

  failings

  and

  deficiencies

  of“ethical

  life”()according

  to

  considerations

  of:according

  to

  the

  higher

  moral

  standards

  of“justice.”Habermas has invoked the idea of the axial age in his later writings on the philosophy of religion; although he has not indicated what role it might play a role in reformulating the idea of the lifeworld he develops inTheory

  of

  Communicative

  Action.Notes① Dilthey,Introduction

  to

  the

  Human

  Sciences(Princeton:Princeton University Press, 1989); 1uoted in Dilthey,Selected

  Writings, ed.H.Rickman (Cambridge:Cambridge University Press, 1976), 162.See also, Georg Iggers,The

  German

  Conception

  of

  History:the

  National

  Tradition

  of

  Historical

  Thought

  from

  Herder

  to

  the

  Present(Wesleyan University Press:1983).② “For Husserl, objectivity was always a particular ‘achievement of consciousness’(Bewussteinsleistung)and he was fascinated by the miracle of the process.”See Dermot Moran.Introduction

  to

  Phenomenology(New York:Routledge, 2000).60.③ See Jaspers,The

  Origin

  and

  Goal

  of

  History(New York:Routledge, 2016).Works CitedHabermas, Jürgen.Moral

  Consciousness

  and

  Communicative

  Action.Cambridge, Mass.:MIT Press, 1992.- - -.Theory

  of

  Communicative

  ActionII.Trans.T.McCarthy.Boston:Beacon Press, 1987.- - -.Theory

  and

  Practice.Trans.J.Viertel.Boston:Beacon Press, 1973.Husserl, Edmund.The

  Crisis

  of

  the

  European

  Sciences

  and

  Transcendental

  Phenomenology.Trans.D.Carr.Evanston:Northwestern University Press, 1970.Schn?delbach.Philosophy

  in

  Germany:1831-1933.New York:Cambridge University Press, 1984.Ricoeur, Paul.Husserl:An

  Analysis

  of

  His

  Phenomenology.Trans.E.Ballard and L.Embree.Evanston:Northwestern University Press, 1967.
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